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A Sentence-Based Theory of Complementarity

机译:基于句子的互补理论

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Article 17 of the Rome Statute prohibits the International Criminal Court ("ICC") from pre-empting a national prosecution of an act that qualifies as a war crime, crime against humanity, or act of genocide unless the State is "unwilling or unable genuinely to carry out" that prosecution itself. Scholars have long debated to what extent Article 17 permits states to prosecute international crimes as ordinary crimes. Proponents of the hard mirror thesis argue that such prosecutions never satisfy the principle of complementarity, because the mere act of prosecuting an international crime as an ordinary crime indicates that the state is unwilling or unable to genuinely prosecute. Proponents of the soft mirror thesis, by contrast, accept that prosecuting an international crime as an ordinary crime does not necessarily mean that the state is unwilling or unable to prosecute, but nevertheless insist that states should prosecute international crimes as international crimes whenever possible, because such prosecutions guard against unwillingness determinations and better promote the Rome system of justice. This Article challenges both theses, demonstrating both that the best reading of the Rome Statute is that states are permitted to prosecute international crimes as ordinary crimes and that discouraging states from prosecuting international crimes as ordinary crimes is counterproductive, because national prosecutions of ordinary crimes are far more likely to succeed than national prosecutions of international crimes. This Article then defends an alternative theory of complementarity that focuses exclusively on sentence. It addresses how the Court should distinguish between acceptable and unacceptable national prosecutions of ordinary crimes. It argues that the traditional complementary heuristic, which limits states to prosecuting "serious" ordinary crimes that are based on the same conduct the ICC is investigating, is inadequate and should be replaced by a heuristic in which any national prosecution of an ordinary crime satisfies the principle of complementarity as long as it results in a sentence equal to, or longer than, the sentence the perpetrator would receive from the ICC. This Article also addresses the most serious objection to a sentence-based complementarity heuristic: namely, that prosecutions for ordinary crimes fail to capture the greater expressive value of international crimes, The Article concludes by discussing less radical alternatives to the sentence-based complementarity heuristic and expresses the hope that, because of increased national capacity to prosecute international crimes as international crimes, such a heuristic may eventually be unnecessary.
机译:《罗马规约》第17条禁止国际刑事法院(ICC)抢先起诉具有战争罪,危害人类罪或种族灭绝行为的行为,除非该国“不愿意或不能真正做到”。进行”起诉本身。长期以来,学者们一直在争论第17条在多大程度上允许各国将国际罪行作为普通罪行起诉。坚决支持这一论点的人认为,这样的起诉永远不会满足互补原则,因为仅仅将国际罪行作为普通罪行起诉就表明该国不愿或不能真正起诉。相比之下,软镜理论的支持者则认为,起诉国际罪行为普通犯罪并不一定意味着国家不愿意或无法起诉,但仍然坚持认为,国家应尽可能将国际罪行作为国际罪行起诉,因为此类起诉防止不愿意的决定,并更好地促进了罗马的司法制度。本条对这两个方面都提出了挑战,表明对《罗马规约》的最佳解读是,允许各国将国际罪行作为普通罪行起诉;而由于各国对普通罪行的起诉远非如此,因此劝阻各国不起诉国际罪行为普通罪行。比国家对国际罪行提起诉讼更有可能取得成功。然后,本文捍卫了另一种互补性理论,该理论专门针对句子。它论述了法院应如何区分普通罪行在可接受和不可接受的国家起诉之间的区别。它辩称,传统的补充启发法将国家限制为根据国际刑事法院正在调查的同一行为起诉“严重”普通罪行,这是不充分的,应由任何国家对普通罪行提起诉讼的启发法予以取代。互补原则,只要其判决等于或长于犯罪者从国际刑事法院收到的判决即可。该条款还针对基于句的互补启发式法提出了最严重的反对意见:即,对普通犯罪的起诉未能体现国际罪行的更大表达价值。表示希望,由于国家起诉国际罪行作为国际罪行的能力有所增强,因此最终可能不需要这种启发式方法。

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