工业企业研发创新效率与全要素生产率研究--基于绿色增长视角

摘要

Based on the constraint of green growth innovation and R &D direction,the energy consumption and environ-mental pollution will be a part of industrial enterprise R&D achievements framework. The paper uses directional distance function and Malmquist-Luenberger productivity index to measure the change of 30 provincial industrial enterprises innova-tion relative efficiency and total factor productivity in 2005 -201 1. The results show that the development efficiency of in-dustrial enterprises is in a low value in the due-diligence period,and the average is 0.553;the growth rate of R&D total factor productivity is 3.6%,and this result is driven by the innovation technology progress and the improvement of techni-cal efficiency;based on the combination of the R&D efficiency and R&D total factor productivity,30 provincial regions are divided into four categories according to the competitiveness and improvement rhythm.%基于绿色增长视角创新研发方向的约束，将能源消耗和环境污染纳入工业企业研发创新绩效评估框架中，运用方向性距离函数和Malmquist－Luenberger生产率指数测度2005—2011年我国30个省级区域的工业企业研发创新相对效率和全要素生产率变动。研究发现：考察期内工业企业研发效率偏低，均值为0.553；研发全要素生产率增长率为3.6％，由研发创新技术进步和技术效率改善等因素所致；将研发效率与研发全要素生产率指数相结合，按竞争力强弱和进步节奏快慢将30个省级区域分为4种类型。