首页> 外国专利> Check and trade, the pre-trading compliance enforcement system for insiders in a company

Check and trade, the pre-trading compliance enforcement system for insiders in a company

机译:检查和交易,用于公司内部人员的交易前合规执行系统

摘要

The system enables people who trade in stock listed securities to check whether a transaction is compliant with existing laws, rules and company regulations before an intended transaction is actually executed. An unambiguous ‘Yes or No’ will be provided regarding the question whether the intended transaction is compliant with existing laws, rules and company regulations. This answer is provided by a computer system that by means of a rules or decision engine running against a database with data on clients, rules, market news and other relevant data about the insider determines the correct answer whether a transaction will be compliant or not. This indication is therefor of a pre-trading nature.
机译:该系统使从事股票上市证券交易的人员能够在实际执行预期交易之前检查交易是否符合现有法律,法规和公司法规。明确的“是或否”将提供有关预期交易是否符合现有法律,法规和公司法规的问题的信息。该答案由计算机系统提供,该计算机系统借助于针对数据库运行的规则或决策引擎,该数据库具有有关客户,规则,市场新闻以及有关内部人员的其他相关数据的数据,从而确定交易是否符合要求的正确答案。因此,该指示是预交易性质的。

著录项

相似文献

  • 专利
  • 外文文献
  • 中文文献
获取专利

客服邮箱:kefu@zhangqiaokeyan.com

京公网安备:11010802029741号 ICP备案号:京ICP备15016152号-6 六维联合信息科技 (北京) 有限公司©版权所有
  • 客服微信

  • 服务号