System for regulating the computer-implemented transaction of computer-implemented method and financial instruments to implement the restrictions imposed by applicable regulations for solicitation or offer of solicitation of the purchase of secondary distribution of financial products

摘要

PROBLEM TO BE SOLVED: To provide a computerized method and system for performing a constraint by regulations applied to offering in selling financial instruments or offering in requesting purchase.;SOLUTION: This method includes a step for formatting data prior to sales so as to be able to be displayed on a terminal in response to an initial query for data about financial instruments. The data prior to sales display the current selling situation about the financial instruments to notify a user that the data prior to sales are not an offer about the financial instruments. Next, the formatted data prior to sales are transmitted to a user terminal, and the user can request an actual offer about the financial instruments in response to the formatted data. In the case an offer is requested, a query about sales data is prepared and transmitted to a reference system.;COPYRIGHT: (C)2003,JPO