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Traces of prior art. An analysis of non-patent references found in patent documents

机译:现有技术的痕迹。专利文件中非专利参考文献的分析

摘要

Research in the area of innovation has pointed out the relevance of conceiving innovation as processes in which a multitude of actors and a variety of interactions play a role. Integrative notions like (national) innovations systems, (techno-scientific) networks, or the triple helix metaphor, have been widely accepted as relevant to grasp the complexities entailed. This development highlights the need for indicators that mirror the dynamics involved. This contribution presents an in-depth examination of the role of 'Non-Patent references', found in patents. After examining the occurrence of these references in the USPTO and EPO patent systems, the precise nature of these references is delineated by means of a systematic content analysis of two samples of non-patent references (n=10.000). Our observations reveal the relevance of 'non-patent references' for developing indicators to depict the proximity of technological and scientific developments. Application areas, limitations and directions for future research are discussed.
机译:创新领域的研究指出,将创新视为过程的重要意义,在这一过程中,许多参与者和各种相互作用都起着作用。诸如(国家)创新系统,(技术科学)网络或三重螺旋隐喻之类的集成概念已被广泛接受,以应对所涉及的复杂性。这一发展突显了对反映相关动态的指标的需求。该文稿对专利中的“非专利参考文献”的作用进行了深入研究。在检查了USPTO和EPO专利系统中这些参考文献的出现之后,通过对两个非专利参考文献样本(n = 10.000)进行系统的内容分析,确定了这些参考文献的确切性质。我们的观察结果揭示了“非专利参考文献”与制定指标以描述技术和科学发展的紧密联系。讨论了应用领域,局限性和未来研究方向。

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